Hello, My name is
Ki Hin Lai
A Registered Investment Adviser (CRD#: 7990090) with over 11+ years of experience in delivering tailored financial strategies. Based in San Francisco, CA, I specialize in managing complex portfolios for institutional clients through HSBC Securities USA (CRD#: 19585), ensuring compliance and excellence in every engagement.
$590M+
Assets Under Management
1,180+
Clients Served
376
Licensed Advisors at Firm
11+
Years of Experience
Institutional Focus | Global Insight | Certified Strategy
Strategic portfolio management for institutional clients Integration with global financial insights Series 66 certification and California state registration
Estate & inheritance-friendly asset structuring
Advanced risk mitigation and insurance integration
Strategic planning with long-term tax advantages
What Do I Offer?
Enterprise Advisory Services
Tailored guidance for businesses on risk, asset allocation, and investment strategy.
Advisor Selection Support
Connect with vetted experts who match your goals and financial
profile.
Institutional Portfolio Management
Strategic oversight of pooled assets tailored to institutional investment goals.
Professional Work Experience
Registered Investment Adviser
HSBC Securities USA
(2024 – Present)
(1 years)
Senior Financial Advisor
HSBC Bank National Association
(2022 – Present)
(3 years)
Investment Associate
Hongkong & Shanghai Banking Co
(2020 – 2022)
(2 years)
My Professional Examinations
Series 66 – NASAA
North American Securities Administrators Association
Issued: Feb 18, 2014
Series 7 – FINRA
Financial Industry Regulatory Authority
Issued: Sep 12, 2012
CIMA® – Investments & Wealth Institute
Investments & Wealth Institute
Issued: Oct 20, 2015
Testimonials
As a neurosurgeon, I don’t have time to monitor markets daily. Ki helped me balance my portfolio for long-term stability without sacrificing growth.
Dr. Alan R.
Neurosurgeon
Lai guided us through strategic reinvestments that allowed our real estate contracting business to expand faster and smarter.
Lisa C.
Real Estate Contractor
Managing finances as a restaurant owner was overwhelming. Ki’s clear, consistent advice gave confidence to make smart investment decisions.
Elena M.
Restaurateur
Let’s Talk Strategy
Get in Touch with Ki Hin Lai
Secure your introductory consultation today and elevate your financial strategy.
Your Wealth Should Work As Hard As You Do
Let’s build a smarter, stronger financial future — starting today.